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The Second Annual Dow Jones Indexes Conference

Crowne Plaza Hotel · 1605 Broadway · New York, NY · 10020

Tuesday, June 16, 1998


7:30 - 8:30 am Continental Breakfast Courtesy of The Chicago Board Options Exchange

8:30 - 9:30 am The Case for Global Investing and Global Index Strategies

Featured Conference Keynoter: Burton Malkiel,  Princeton University
Introduction by:
David Moran, Dow Jones Indexes

9:30 - 9:45 am Business Break

Track A: Global Investment Strategies Track B: Global Benchmarking and Index Issues Track C: Specific Country & Region Assessments and Forecasts Track D: Integrating Technology and Investment Analysis
Chair: James Penner, Montana Board of Investments Chair: Nathan Most, WEBS Index Fund, Inc. Chair: Peter Donovan, Wright Investors’ Service Chair: Gary Gastineau, American Stock Exchange

Following the break, the remainder of conference separates into four separate tracks that have been categorized A - D for your convenience as shown below. There is no requirement for attendees to remain within one track. In some cases the conference organizers have combined Tracks A and B.


9:45 - 11:30 am

Tracks A & B: The Global Strategists’ Round Table:     Outlook for the next 12 months Track C: The Future of Central European Investing Track D: The Future of Trading Systems and Technologies
Moderator: Sue Herera, CNBC

Panelists: Thomas Galvin, Donaldson, Lufkin & Jenrette

    Leila Heckman, Salomon Smith Barney

    Michael Holland, Holland & Company

    Barbara Marcin, Citibank Global Asset Management

    Michael Metz, CIBC Oppenheimer Corporation

Moderator: Frederick Kempe, Wall Street Journal Europe

Panelists: Barbara Morrow, Barronett Global Investors, Inc.

Rudiger Rucker, Wiener Börse AG

Joseph Strubel, Renaissance Capital Group

Andrew Weiss, Central Europe Privatization Fund LP

Moderator: Mike Keady, Plexus Group

Panelists: Charles Galligan, Bear Stearns & Company

Mark Gimple, Reynders Gray & Company

David Weisberger, Salomon Smith Barney

Dorit Zeevi, Instinet


11:30 - 1:00 pm

Track A: Adding Value Through Disciplined Active Management Track B: The New Generation of Exchange-Traded Trusts and Mutual Funds Track C: Indonesia - The World’s Fourth Most Populous Nation.  No market fell further and faster. It remains solidly in the eye of  the storm. Track D: The Future of Investment Technologies Demonstrations
Moderator: Mary Cottrill, CalPERS

Panelists: Ross Bruner, IMI Group

Ralph Goldsticker, Vestek Systems

Rosemary Macedo, Bailard Biehl and Kaiser

Rick Roberts, First Quadrant, L.P.

Christoph Schenk, Investment Association Asea Brown Boveri

Moderator: Joseph LaCorte, S-Network

Panelists: Lynda Briant, Toronto Stock Exchange

Ned Burke, ALPS Mutual Fund Services

Erik Liik, Funds Distributor, Inc.

Tuuli Ristkok, Brown & Wood

Jim Ross, State Street Bank and Trust Company

Moderator: Randall Forsyth, Barron’s

Panelists: Timothy Brennan, Asian Capital Partners

Ambrose Chang, Daiwa International Capital Mgmt.

Kara Tan Bhala, Merrill Lynch Asset Management

Maria Fiorini Ramirez, Maria Fiorini Ramirez, Inc..

Exhibitors will be giving demonstrations and presentations of how technology may equip investors to handle the challenges of the new millennium.

1:00 - 2:30 pm Lunch, courtesy of the Chicago Board of Trade

"A Paradigm Shift, But of What Kind?" Luncheon Keynote Speaker: Rob Arnott, First Quadrant, L.P.


2:45 - 4:15 pm

Track A: Global Tactical Asset Allocation Round Table Track B: Global Fixed-Income Round Table Track C: China — Superpower for the 21st Century? Track D: Risk Analysis Technologies in the Global Markets
Moderator: Michael Wilcox, Alford Associates

Panelists: James Clunie, Murray Johnstone International Ltd.

Max Darnell, First Quadrant, L.P.

Joanne Hill, Goldman Sachs, & Co.

Ram Kolluri, GlobalValue Investors, Inc

Moderator: David Blitzer, Standard & Poor’s

Panelists: Lev Dynkin, Lehman Brothers

Donna Marsella, John Hancock Funds

Ron Ryan, Ryan Labs

Cynthia F. Steer, Hartford Municipal Employee Retirement System

Moderator: Michael Holland, Holland & Company

Panelists: Ambrose Chang, Daiwa International Capital Management Sheldon Gao, Dow Jones Indexes

Ambassador Joe O. Rogers, Rogers International, Inc.

Moderator: Mark Gimple, Reynders Gray & Company

Panelists: John Blin, APT, Inc.

Dan diBartolomeo, Northfield Information Services, Inc.

Till Guldimann, Infinity

Steve Hardy, Zephyr Associates

Jason MacQueen, QUANTEC


4:15 - 4:30 pm Coffee Break, courtesy of WEBS


4:30- 6:00 pm

Tracks A & B: Global Sub-Indexes: Flavors & Varieties Track C: Brazil and Her Neighbors Track D: Integrating Advanced Quantitative Methodologies into Global Asset Management Processes
Moderator: Steven Schoenfeld, Barclays Global Investors

Panelists: Suzanne Crosby, Morgan Stanley Capital International

Norman Mains, Dow Jones Indexes

Thomas Nadbielny, Salomon Smith Barney

Robert Shakotko, Standard & Poor’s

Peter Wall, International Finance Corporation

Moderator: Antonio Ferrareis, Preferred Capital Markets

Panelists: Francisco Alzuru, Hansberger Global Investors

Lawrence Goodman, Santander Investment Securities, Inc.

Mark G. Latham, Barings Asset Management

Scott Pardee, M.I.T. Sloan School of Business

Moderator: Robert Ferguson, Axiomatic Systems, Inc.

Panelists: Herbert Blank, QED International Associates

Kent Clark, Goldman Sachs Asset Management

James O’Sullivan, Obil Capital Management

Randal Pearson, Geomatrix Incorporated


6:00 - 8:00 pm Cocktail Party, courtesy of the American Stock Exchange

"The Future of Global Stock Exchanges and Exchange-Traded Investments"
Presentation by: Michael Bickford, American Stock Exchange


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